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Chaperoning Services
Since our establishment in 2007, Pickwick has become practiced in navigating the intricate US securities regulatory landscape, and has a deep understanding of SEC Rule 15a-6 of the Securities Exchange Act of 1934. The firm has developed specialized expertise in chaperoning services tailored for foreign broker-dealers aiming to engage in private placements and M & A transactions with Major U.S. Institutional Investors and counterparties under Rule 15a-6.